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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Travers is a financial advisor with Wells Fargo Clearing Services, LLC, specializing in financial planning, portfolio management, and investment consulting. Stephen holds the Series 7, Series 66, and SIE licenses and has been registered with the Financial Industry Regulatory Authority (FINRA) since 2013. Stephen has experience working with a wide range of clients including individuals, businesses, charitable organizations, and pension plans. Stephen's previous experience includes working with MML Investors Services, LLC and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/08/2014 - Present
Wells Fargo Clearing Services, LLC (CLAYTON MO)
KY
08/19/2013 - 09/12/2014
MML INVESTORS SERVICES, LLC (PADUCAH KY)
KY
10/12/2005 - 11/08/2006
UBS FINANCIAL SERVICES INC. (PADUCAH KY)
BOTH
Issued 10/10/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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