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Stephen Richard Searle

Evergreen Investment Management, LLC

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About Stephen Richard Searle

Stephen Searle is a registered Investment Advisor Representative with Evergreen Investment Management, LLC. Stephen has been in the industry since 1981. Stephen has experience in various firms including Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc., Citigroup Global Markets Inc., Lehman Brothers Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stephen holds the following licenses: Series 63, Series 65, Series 7, Series 8 and the SIE. Stephen is also a registered Investment Advisor Representative in Arizona and Colorado.

Firm Information

Stephen Searle is currently registered with Evergreen Investment Management, LLC. Evergreen Investment Management, LLC is an investment advisor registered with the SEC and based in [Location]. The firm manages approximately $13,000,000 in assets for 83 clients, including individuals and high-net-worth individuals. The firm provides portfolio management services for individuals.

$13.00M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Searle’s Registration & Firm History

CO

10/23/2020 - Present

Evergreen Investment Management, LLC (HIGHLANDS RANCH CO)

AZ

10/05/2009 - 12/18/2017

AMERIPRISE FINANCIAL SERVICES, INC. (SCOTTSDALE AZ)

AZ

03/13/2009 - 10/05/2009

AMERIPRISE ADVISOR SERVICES, INC. (SCOTTSDALE AZ)

AZ

07/31/1993 - 04/03/2009

CITIGROUP GLOBAL MARKETS INC. (SCOTTSDALE AZ)

NY

02/28/1989 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

04/13/1981 - 03/11/1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

IA

Issued 07/02/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/13/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/23/1987

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 12/18/2017

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Stephen Richard Searle.
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