Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Richard Ruhmel has over 35 years of experience in the financial services industry. Stephen is currently registered with LPL Financial LLC in Florida and New Jersey. Stephen has also held previous positions with MARKETING ONE SECURITIES, INC., LINSCO/PRIVATE LEDGER CORP., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and J. W. GANT & ASSOCIATES, INC.. Stephen is a registered representative and investment advisor representative. Stephen specializes in a wide range of investment services, including financial planning, portfolio management for businesses and individuals, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/05/2002 - Present
LPL Financial LLC (ALVA FL)
OR
01/29/1995 - 08/23/1995
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
SC
04/23/1993 - 01/26/1995
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MN
01/01/1988 - 04/28/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
NA
10/28/1987 - 11/23/1987
J. W. GANT & ASSOCIATES, INC.
IA
Issued 07/26/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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