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Stephen Richard Rainey

Franklin Distributors, LLC

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About Stephen Richard Rainey

Stephen Richard Rainey is a financial professional who has been in the industry since 12/19/2022. Stephen is currently registered with Franklin Distributors, LLC. Stephen is licensed in 53 states and is qualified to offer a variety of financial products and services. Stephen is a highly experienced financial professional who is committed to helping clients reach their financial goals.

Firm Information

Stephen Rainey is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Rainey’s Registration & Firm History

PA

12/20/2022 - Present

Franklin Distributors, LLC (PHILADELPHIA PA)

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Licenses & Designations

BC

Issued 03/06/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/07/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Richard Rainey.
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