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Stephen Richard Isaacs

Charles Schwab & CO., Inc.

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About Stephen Richard Isaacs

Stephen Isaacs is a financial advisor with over 5 years of experience in the financial industry. Stephen is registered with Charles Schwab & CO., Inc. in Texas and has been with the firm since March 2020. Prior to joining Charles Schwab & CO., Inc. Stephen worked at TD Ameritrade, Inc. and Edward Jones. Stephen specializes in providing financial planning and selection of other advisors. Stephen also offers wrap fee programs and subscription pricing for financial planning. Stephen is a licensed Registered Representative with FINRA and is registered with the state of Texas.

Firm Information

Stephen Isaacs is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Stephen Isaacs’s Registration & Firm History

TX

03/06/2020 - Present

Charles Schwab & CO., Inc. (Westlake TX)

NE

05/18/2021 - 07/26/2022

TD AMERITRADE, INC. (OMAHA NE)

TX

01/14/2019 - 02/19/2020

TD AMERITRADE, INC. (Southlake TX)

TX

11/22/2017 - 01/03/2019

EDWARD JONES (PLANO TX)

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Licenses & Designations

BOTH

Issued 12/13/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/14/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/27/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephen Richard Isaacs.
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