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Stephen Richard Griffiths

IEQ Capital, LLC

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About Stephen Richard Griffiths

Stephen Griffiths is an investment advisor representative at IEQ Capital, LLC, a registered investment advisor firm based in Foster City, CA. Stephen has been in the securities industry since 2019, having previously worked at Goldman Sachs & Co. LLC and FIRST REPUBLIC SECURITIES COMPANY, LLC. Stephen is registered in California and Massachusetts and has a Series 3, Series 7TO, Series 63, and Series 66 license.

Firm Information

Stephen Griffiths is currently registered with IEQ Capital, LLC. IEQ Capital, LLC is a registered investment adviser headquartered in Foster City, CA. The firm specializes in providing financial planning, pension consulting, selection of other advisers, and portfolio management services to high-net-worth individuals and charitable organizations. As of its latest report, IEQ Capital manages approximately $23.6 billion in assets for 1434 clients.
IEQ Capital, LLC

950 TOWER LANE

FOSTER CITY, CA 94404

$23.58B

Assets Under Management

Not reported

Total Clients

98

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Griffiths’s Registration & Firm History

MA

07/18/2023 - Present

IEQ Capital, LLC (Boston MA)

MA

02/01/2023 - 05/19/2023

FIRST REPUBLIC SECURITIES COMPANY, LLC (BOSTON MA)

MA

10/16/2019 - 11/03/2022

GOLDMAN SACHS & CO. LLC (BOSTON MA)

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Licenses & Designations

BOTH

Issued 02/16/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/31/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/22/2019

Series 3 - National Commodity Futures Examination

BC

Issued 10/16/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/14/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Stephen Richard Griffiths.
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