Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Richard Figurski is a financial professional with over 15 years of experience in the industry. He is currently registered with Tradestation Securities, Inc. in Chicago, Illinois. Stephen has a broad range of experience in the financial services industry, having held positions at several firms, including Sanders Morris Harris Inc., Allstate Financial Services, LLC, Transmarket Group L.L.C., and McLaughlin, Piven, Vogel Securities, Inc. He has passed several industry exams including Series 3, Series 4, Series 7, Series 24, and Series 34.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/27/2013 - Present
Tradestation Securities, Inc. (CHICAGO IL)
VA
07/29/2013 - 11/19/2013
SANDERS MORRIS HARRIS INC. (TYSONS CORNER VA)
IL
06/14/2012 - 07/26/2013
TRADESTATION SECURITIES, INC. (CHICAGO IL)
IN
08/14/2008 - 07/01/2011
ALLSTATE FINANCIAL SERVICES, LLC (CROWN POINT IN)
IL
08/22/2006 - 05/25/2007
TRANSMARKET GROUP L.L.C. (CHICAGO IL)
IL
05/02/2005 - 01/03/2006
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (CHICAGO IL)
MN
12/03/2004 - 02/16/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/03/2004 - 02/16/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 05/23/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2023
Series 4 - Registered Options Principal Examination
BC
Issued 11/07/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/11/2014
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2013
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 04/26/2013
Series 3 - National Commodity Futures Examination
BC
Issued 12/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Figurski is the right advisor for you? Invested Better is here to help.
