Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Richard Buell is a financial advisor with Empower Financial Services, Inc. Stephen joined Empower Financial Services, Inc. on January 4, 2021. Stephen's previous employers include MML Distributors, LLC, MML Investors Services, LLC, MetLife Investors Distribution Company, and Phoenix Equity Planning Corporation. Stephen has passed the Series 6, Series 7, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/04/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CT
05/01/2014 - 01/04/2021
MML DISTRIBUTORS, LLC (ENFIELD CT)
CT
09/24/2013 - 05/01/2014
MML INVESTORS SERVICES, LLC (ENFIELD CT)
CT
06/14/2010 - 08/16/2013
METLIFE INVESTORS DISTRIBUTION COMPANY (BLOOMFIELD CT)
MA
07/31/2006 - 04/28/2009
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
CT
07/18/2005 - 06/22/2006
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
MA
09/03/2004 - 06/22/2005
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
BC
Issued 10/17/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/19/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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