Unclaimed
Stephen Brennan is a registered representative with Hamilton Lane Securities LLC, based in Conshohocken, PA. Stephen has been in the industry since March 2016 and has experience in the securities industry. Stephen is currently registered with the FINRA and holds the Series 7, Series 24 and Series 63 licenses. Stephen is licensed to sell securities in 51 states, and is not registered to sell securities in any other jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
03/31/2016 - Present
Hamilton Lane Securities LLC (CONSHOHOCKEN PA)
BC
Issued 12/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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