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Stephen Richard Brennan

Hamilton Lane Securities LLC

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About Stephen Richard Brennan

Stephen Brennan is a registered representative with Hamilton Lane Securities LLC, based in Conshohocken, PA. Stephen has been in the industry since March 2016 and has experience in the securities industry. Stephen is currently registered with the FINRA and holds the Series 7, Series 24 and Series 63 licenses. Stephen is licensed to sell securities in 51 states, and is not registered to sell securities in any other jurisdictions.

Firm Information

Stephen Brennan is currently registered with Hamilton Lane Securities LLC. Hamilton Lane Securities LLC is a Limited Liability Company formed in August 2015. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Brennan’s Registration & Firm History

PA

03/31/2016 - Present

Hamilton Lane Securities LLC (CONSHOHOCKEN PA)

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Licenses & Designations

BC

Issued 12/12/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/26/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Richard Brennan.
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