Unclaimed
Stephen Rhoden is a registered representative with Robinhood Securities, LLC. Stephen has been in the financial industry since June 12, 2017. Stephen has passed the Series 7, Series 63, SIE and Series 99TO exams. Stephen is registered in Florida. Stephen previously worked at WELLS FARGO SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/04/2021 - Present
Robinhood Securities, LLC (Lake Mary FL)
NC
06/13/2017 - 10/14/2021
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 08/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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