Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Renden Thomas is a financial advisor with over 25 years of experience in the industry. Stephen has a strong track record of success, with a focus on retirement planning, investment management, and insurance. Stephen is a Certified Financial Planner and holds several licenses, including Series 7, 24, 51, 52, 53, and 63. Stephen is currently registered with Kestra Advisory Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/03/2023 - Present
Kestra Advisory Services, LLC (Newbury Park CA)
CA
09/01/2023 - 10/06/2023
OSAIC WEALTH, INC. (NEWBURY PARK CA)
CA
02/14/2011 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (NEWBURY PARK CA)
CA
12/16/2004 - 02/28/2011
NEXT FINANCIAL GROUP, INC. (WESTLAKE VILLAGE CA)
IN
02/20/2002 - 12/17/2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IN
07/28/1999 - 12/17/2004
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
MA
06/29/1998 - 05/19/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 04/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/26/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/09/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/03/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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