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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Raymond is an Investment Advisor Representative with Cetera Investment Advisers LLC. Stephen has been in the industry since August 21, 1999, and is currently registered in Massachusetts and Texas. Stephen has a total of 21 state registrations including those in Arizona, Arkansas, Connecticut, Delaware, District of Columbia, Florida, Georgia, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Texas, Vermont, Virginia, and West Virginia. In addition to being a registered Investment Advisor Representative, Stephen is also a licensed Insurance Agent and the President of Raymond Wealth Management, LLC.
PEABODY, MA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
06/29/2023 - Present
Cetera Investment Advisers LLC (PEABODY MA)
NY
06/20/2012 - 10/24/2022
PLANMEMBER SECURITIES CORPORATION (IRVINGTON NY)
MA
03/03/2010 - 06/12/2012
DELTA EQUITY SERVICES CORPORATION (MALDEN MA)
MA
05/03/2005 - 03/03/2010
E*TRADE SECURITIES LLC (BOSTON MA)
MA
10/20/2004 - 05/20/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/25/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
09/16/2002 - 09/02/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/03/1999 - 07/26/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 3/27/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 7/6/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/22/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 6/2/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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