Unclaimed
Stephen Raphael Violago is a financial advisor with Cantor Fitzgerald & Co. Stephen has been in the industry since 2015, holding a Series 63, Series 7 and SIE license. Stephen holds a current registration in 18 states. Stephen previously worked at Goldman Sachs & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/01/2023 - Present
Cantor Fitzgerald & Co. (SAN FRANCISCO CA)
CA
07/22/2015 - 04/12/2023
GOLDMAN SACHS & CO. LLC (SAN FRANCISCO CA)
BC
Issued 08/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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