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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Randall Kline is an active investment advisor representative, holding licenses in 10 states including Colorado, Florida, and Washington. Stephen has been working in the financial services industry since 1994. Stephen Kline is currently registered with LPL Financial LLC and is located in Golden, Colorado. Stephen Kline's previous affiliations include RBC Capital Markets Corporation, Prudential Securities Incorporated, and Edward D. Jones & Co., L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
10/01/2009 - Present
LPL Financial LLC (BROOMFIELD CO)
CO
04/11/2001 - 10/09/2009
RBC CAPITAL MARKETS CORPORATION (DENVER CO)
NY
08/09/1994 - 04/26/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
05/31/1994 - 06/15/1994
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 12/27/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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