Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Randall Holt is a financial professional with over a decade of experience in the industry. Stephen's career began in 2011 with Steven L. Falk & Associates Inc., and has since included roles at NelsonReid, Inc. and Sandlapper Securities, LLC. Stephen joined Lighthouse Capital Group, LLC in 2014, where he remains active today. Stephen holds the Series 7, Series 63 and Series 99TO licenses. Stephen has a track record of success in serving clients in California, Hawaii, North Dakota, Rhode Island, Tennessee, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/30/2014 - Present
Lighthouse Capital Group, LLC (PASADENA CA)
SC
09/08/2011 - 06/24/2014
SANDLAPPER SECURITIES, LLC (GREENVILLE SC)
CA
05/17/2011 - 09/07/2011
NELSONREID, INC. (PASADENA CA)
CA
04/08/2011 - 05/18/2011
STEVEN L. FALK & ASSOCIATES INC. (PASADENA CA)
BC
Issued 04/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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