Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Braddock is an investment advisor representative with Argent Advisors, Inc., a registered investment advisor. Stephen has been in the financial services industry since January 25, 2016 and has experience providing investment advice to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Stephen has passed the Series 66, Series 7, and SIE exams. Stephen is registered with the following states: Alabama, Arkansas, California, Colorado, Florida, Georgia, Kansas, Kentucky, Louisiana, Mississippi, New York, Oklahoma, Pennsylvania, Tennessee, Texas, and Virginia. Stephen is also registered with the Financial Industry Regulatory Authority (FINRA). Stephen has experience working for Argent Financial Group, LPL Financial LLC, and Argent Advisors, Inc. Stephen is a Registered Investment Advisor Representative for Argent Advisors, Inc. Stephen also serves as a Trust Officer for Argent Trust Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
10/26/2020 - Present
Argent Advisors, Inc. (MONROE LA)
BOTH
Issued 02/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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