Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Witt is a financial advisor with J.P. Morgan Securities LLC. Stephen has over 30 years of experience in the financial industry. Stephen is registered to offer securities in 16 states. Stephen has passed the Series 6, 7, 63, and SIE exams. In addition to working for J.P. Morgan Securities LLC, Stephen has also worked for other firms such as WAMU INVESTMENTS, INC., ASB FINANCIAL SERVICES, and GREAT WESTERN FINANCIAL SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/19/2013 - Present
J.p. Morgan Securities LLC (DUBLIN CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CASTRO VALLEY CA)
CA
07/14/1997 - 05/02/2009
WAMU INVESTMENTS, INC. (CASTRO VALLEY CA)
CA
12/20/1994 - 07/14/1997
ASB FINANCIAL SERVICES (IRVINE CA)
NA
09/06/1990 - 01/01/1995
GRIFFIN FINANCIAL SERVICES
CA
05/02/1988 - 09/05/1990
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
MO
08/25/1987 - 08/01/1988
BMA FINANCIAL SERVICES, INC. (KANSAS CITY MO)
NA
10/27/1987 - 03/16/1988
SECURITY FIRST FINANCIAL, INC.
NA
11/14/1985 - 02/02/1987
THOMAS F. WHITE & CO., INCORPORATED
NA
12/03/1984 - 11/23/1985
FIRST INVESTORS CORPORATION
BC
Issued 01/11/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 11/30/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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