Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen R Stokes is an investment advisor representative with Cambridge Investment Research Advisors, Inc. in Rochester, NY. Stephen is a CERTIFIED PUBLIC ACCOUNTANT and has been in the financial services industry since 1997. Stephen is registered to provide investment advice in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
01/18/2024 - Present
Cambridge Investment Research Advisors, Inc. (Rochester NY)
NY
12/02/2009 - 12/20/2011
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (ROCHESTER NY)
NY
02/04/2005 - 12/04/2009
CADARET, GRANT & CO., INC. (ROCHESTER NY)
NY
12/19/2003 - 02/09/2005
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
12/02/2003 - 12/17/2003
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
01/19/2000 - 12/02/2003
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
IA
Issued 12/21/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/30/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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