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Stephen R Rusch

BA Securities, LLC

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About Stephen R Rusch

Stephen Rusch is a financial professional with over 20 years of experience in the industry. Stephen is currently registered with BA Securities, LLC. Stephen has held previous positions with Metronome Securities, LLC, Independent Brokerage Solutions LLC, Threadstone Advisors, LLC, Canaccord Genuity Inc., Piper Jaffray & Co., Sagent Advisors Inc., Legacy Partners Group, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stephen holds Series 7, Series 63, Series 79TO, and SIE licenses.

Firm Information

Stephen Rusch is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Rusch’s Registration & Firm History

PA

05/26/2023 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

IL

02/19/2021 - 03/21/2023

METRONOME SECURITIES, LLC (CHICAGO IL)

NJ

11/09/2018 - 02/17/2021

INDEPENDENT BROKERAGE SOLUTIONS LLC (Princeton NJ)

NY

05/01/2017 - 02/27/2018

THREADSTONE ADVISORS, LLC (NEW YORK NY)

MA

03/21/2014 - 10/28/2016

CANACCORD GENUITY INC. (BOSTON MA)

NY

03/29/2010 - 02/21/2014

PIPER JAFFRAY & CO. (NEW YORK NY)

NY

05/24/2004 - 02/03/2010

SAGENT ADVISORS INC. (NEW YORK NY)

DC

08/06/2003 - 07/30/2004

LEGACY PARTNERS GROUP, LLC (WASHINGTON DC)

NY

08/08/2001 - 03/03/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/03/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 02/27/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen R Rusch.
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