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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen R. Rosen is an Investment Advisor Representative associated with Hightower Advisors, LLC. Stephen has been working in the financial services industry since 1994. Stephen is registered to provide investment advisory services in multiple states. Stephen is a Registered Representative of Hightower Securities, LLC. Stephen specializes in providing financial planning, pension consulting, and portfolio management services for individuals, businesses, and charitable organizations. Stephen has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Stephen has a strong understanding of the financial markets and investment strategies. Stephen is committed to providing clients with personalized financial advice that helps them achieve their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
MD
01/11/2013 - Present
Hightower Advisors, LLC (BETHESDA MD)
MD
06/01/2009 - 02/06/2013
MORGAN STANLEY (BETHESDA MD)
MD
06/12/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BETHESDA MD)
MD
11/06/1998 - 06/26/2008
UBS FINANCIAL SERVICES INC. (BETHESDA MD)
NY
11/03/1994 - 11/20/1998
GRUNTAL & CO., L.L.C. (NEW YORK NY)
BOTH
Issued 11/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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