Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen R. Pratola is a financial advisor with over 25 years of experience in the industry. Stephen is registered with Cadaret, Grant & CO., Inc. in Colorado and New York and has previously worked for firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated and Salomon Smith Barney Inc. Stephen offers financial planning, pension consulting and portfolio management for businesses and individuals. Stephen's expertise includes working with high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Stephen is also a licensed insurance agent in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/12/2023 - Present
Cadaret, Grant & CO., Inc. (JERICHO NY)
NJ
03/09/2020 - 08/10/2021
CADARET, GRANT & CO., INC. (Wall NJ)
NY
05/08/2012 - 04/22/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/25/2001 - 09/03/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/15/2000 - 11/17/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
06/05/1998 - 08/05/1998
SHERWOOD SECURITIES CORP. (NEW YORK NY)
NY
03/08/1994 - 05/12/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/19/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/17/2020
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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