Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Mazzarella is a financial advisor with LPL Financial LLC. Stephen has been in the financial industry since 1998. Stephen's current registrations include a Series 7 and Series 66 license. Stephen is registered in Arizona, Arkansas, Colorado, Connecticut, Delaware, Florida, Georgia, Maryland, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, Vermont, and Virginia. Stephen has previously worked for Equity Services, Inc., Prudential Securities Incorporated, PaineWebber Incorporated, and Smith Barney Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/21/2020 - Present
LPL Financial LLC (LIVINGSTON NJ)
VT
08/19/2002 - 09/13/2004
EQUITY SERVICES, INC. (MONTPELIER VT)
NY
10/25/2000 - 11/21/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
04/08/1998 - 09/05/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/26/1996 - 10/03/1997
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 08/23/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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