Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen R. Gates has been a Registered Representative for over 20 years. Stephen is currently registered with Cetera Investment Advisers LLC. Stephen has also been registered with Summit Brokerage Services, Inc., VSR Financial Services, Inc., H. Beck, Inc., and Berkshire Equity Sales, Inc. Stephen's primary area of focus is financial planning and investment management. Stephen is also a licensed insurance agent with SRG Financial Inc. Stephen has a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/29/2023 - Present
Cetera Investment Advisers LLC (GREENWOOD VILLAGE CO)
CO
09/01/2016 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (GREENWOOD VILLAGE CO)
CO
09/02/2016 - 11/02/2016
VSR FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CO
10/30/2009 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CO
11/21/2000 - 11/04/2009
H. BECK, INC. (GREENWOOD VILLAGE CO)
MA
02/02/2000 - 12/04/2000
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
BOTH
Issued 6/1/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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