Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Carter is a registered investment advisor with Sowell Management. Stephen has been in the financial services industry since 2008 and holds Series 6, 7, 63 and 65 licenses. Stephen provides financial planning and portfolio management services to individuals and businesses. Stephen has worked at several firms including J.P. Morgan Securities LLC, Chase Investment Services Corp., Amegy Investments, Inc., and LPL Financial LLC. Stephen is a partner at Weaver and Tidwell L.L.P., a professional accounting services firm, and is involved with the financial advisory services affiliates Weaver Capital Advisors, L.L.C. and Weaver Family Office Services, L.L.C. Stephen is also a partner at SCLC Emnora, L.L.C. and Seagrove Partners II L.L.C., real estate partnerships. Stephen is a partner at Pine Ridge MultiFamily ETX, L.L.C., a real estate leasing company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
10/17/2022 - Present
Sowell Management (Houston TX)
TX
01/21/2016 - 10/25/2016
LPL FINANCIAL LLC (HOUSTON TX)
TX
04/16/2015 - 12/31/2015
AMEGY INVESTMENTS, INC. (HOUSTON TX)
TX
07/13/2010 - 05/01/2013
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
06/17/2008 - 07/16/2010
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
IA
Issued 07/07/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2016
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/16/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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