Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Quinn Wang is a securities professional with over four years of experience in the industry. Stephen is currently registered with Mizuho Securities USA LLC and holds Series 7, Series 52, Series 63 and SIE licenses. Previously, Stephen was a registered representative with Deutsche Bank Securities Inc. where Stephen held a Series 7, Series 63 and Series 52 licenses. Stephen is licensed to offer securities in all 50 U.S. states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/10/2018 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
09/12/2014 - 11/19/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 09/05/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2015
Series 52 - Municipal Securities Representative Examination
BC
Issued 09/12/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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