Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Nesbit is a financial advisor with Raymond James Financial Services, Inc. Stephen has been in the industry since November 18, 2007. Stephen is a registered representative in 39 states and holds the Series 7, Series 9, Series 10, and Series 63 licenses. Stephen is also a registered principal in the state of Massachusetts. Prior to joining Raymond James Financial Services, Inc. Stephen was employed by WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
10/17/2019 - Present
Raymond James Financial Services, Inc. (LENOX MA)
MA
11/19/2007 - 10/21/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LENOX MA)
BC
Issued 01/04/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/29/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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