Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Goldsmith is a financial advisor with Commonwealth Financial Network. Stephen has been working in the financial services industry since 1987. Stephen has a wide range of experience and is able to provide financial advice to individuals and businesses. Stephen is registered with the state of Maine and is also registered with FINRA. Stephen has a Series 6, Series 62, Series 63 and Series 22 licenses. Stephen also holds the SIE. Stephen is committed to providing his clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ME
07/14/2008 - Present
Commonwealth Financial Network (LOVELL ME)
ME
10/16/1997 - 07/01/2008
AIG RETIREMENT ADVISORS, INC. (FALMOUTH ME)
TX
10/12/1987 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
IA
Issued 05/19/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2013
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/17/2009
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/09/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Goldsmith is the right advisor for you? Invested Better is here to help.
