Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Prefontaine Aguglia is a financial advisor in Saratoga Springs, NY. Stephen has been in the industry since 2008 and is currently registered with Morgan Stanley. Stephen has experience with a range of financial products and services, including portfolio management, financial planning, and pension consulting. Stephen has also previously worked with ING Financial Partners, Inc., ING Financial Advisers, LLC and Signator Investors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
11/28/2018 - Present
Morgan Stanley (SARATOGA SPRINGS NY)
NY
01/03/2011 - 08/23/2011
ING FINANCIAL PARTNERS, INC. (DELMAR NY)
NY
02/13/2009 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (PLATTSBURGH NY)
NY
09/15/2008 - 01/09/2009
SIGNATOR INVESTORS, INC. (WILLIAMSVILLE NY)
IA
Issued 11/22/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 10/21/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/12/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Aguglia is the right advisor for you? Invested Better is here to help.
