Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Polsinelli is a registered representative with Maxim Group LLC. Stephen's career in the financial industry began in 2018, having held positions at National Securities Corporation and Maxim Group LLC. Stephen holds the Series 7, Series 66, and SIE licenses. Stephen is registered in the state of New York. Stephen Polsinelli's current employer, Maxim Group LLC is located in New York, NY and has been registered with the Securities and Exchange Commission since 1998.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/07/2022 - Present
Maxim Group LLC (NEW YORK NY)
NY
07/22/2019 - 03/17/2022
MAXIM GROUP LLC (WOODBURY NY)
FL
09/24/2018 - 06/03/2019
NATIONAL SECURITIES CORPORATION (MIAMI FL)
BOTH
Issued 10/29/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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