Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Platz is a securities professional with over 10 years of experience in the industry. Stephen currently holds a Series 7, Series 55, Series 57TO and SIE license and is registered with Summit Securities Group LLC. Prior to joining Summit Securities Group LLC, Stephen worked at Boerboel Capital LLC, Old Mission Markets LLC and Old Mission Capital, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/21/2023 - Present
Summit Securities Group LLC (NEW YORK NY)
IL
07/09/2019 - 02/28/2023
BOERBOEL CAPITAL LLC (CHICAGO IL)
NY
07/13/2016 - 04/26/2019
OLD MISSION MARKETS LLC (New York NY)
IL
07/19/2013 - 04/26/2019
OLD MISSION CAPITAL, LLC (CHICAGO IL)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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