Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Pitchkolan is a financial professional with over 40 years of experience in the industry. Stephen is a Managing Director at Wedbush Securities Inc. Stephen has a strong background in wealth management and has a wide range of experience working with various clients, including high-net-worth individuals, corporations, and charitable organizations. Stephen holds multiple licenses and certifications, including Series 3, 7, 9, 63, 65, and 72.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/25/2007 - Present
Wedbush Securities Inc. (SAN DIEGO CA)
NA
08/12/1987 - 02/03/1988
FIRST INTERSTATE CAPITAL MARKETS, INC.
NA
07/05/1984 - 07/06/1987
STIFEL, NICOLAUS & COMPANY, INCORPORATED
NA
01/19/1980 - 06/18/1984
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 08/22/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1983
Series 3 - National Commodity Futures Examination
BC
Issued 01/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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