Unclaimed
Stephen Feehan is a financial professional with over 23 years of experience in the industry. Stephen is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since February 23, 1999. Stephen also has previous experience with ROBERT W. BAIRD & CO. INCORPORATED. Stephen holds several professional licenses, including Series 6, 7, 26, 63 and 65 licenses. Stephen provides a variety of services to clients including investment research, referrals to other advisors, financial planning, and portfolio management. Stephen has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
02/23/1999 - Present
Northwestern Mutual Investment Services, LLC (Binghamton NY)
WI
02/23/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 01/31/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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