Unclaimed
Stephen Cotugno is a financial professional with over 30 years of experience in the securities industry. Stephen is a licensed representative of Britehorn Securities, and holds several professional licenses and certifications. Stephen previously worked for firms such as STILLPOINT CAPITAL, LLC, SI SECURITIES, LLC, AXIOM CAPITAL MANAGEMENT, INC., and RENAISSANCE FINANCIAL SECURITIES CORP. Stephen has a strong background in investment banking and securities offerings. Stephen is committed to providing personalized financial advice to meet each client’s unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/05/2024 - Present
Britehorn Securities (DENVER CO)
FL
08/29/2019 - 01/27/2020
STILLPOINT CAPITAL, LLC (TAMPA FL)
NY
02/21/2017 - 07/26/2017
SI SECURITIES, LLC (NEW YORK NY)
NY
08/06/2015 - 02/13/2017
AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)
NA
11/27/1992 - 12/12/1995
RENAISSANCE FINANCIAL SECURITIES CORP.
NY
05/18/1992 - 12/02/1992
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
NY
05/08/1991 - 05/26/1992
D. H. BLAIR & CO., INC. (NEW YORK NY)
NY
01/02/1991 - 04/12/1991
D. H. BLAIR & CO., INC. (NEW YORK NY)
NY
12/14/1989 - 10/04/1990
GARY GOLDBERG & CO., INC. (SUFFERN NY)
CT
12/20/1988 - 10/17/1989
WOOD LOGAN ASSOCIATES, INC. (STAMFORD CT)
MA
01/19/1987 - 01/23/1989
MFS FINANCIAL SERVICES, INC. (BOSTON MA)
CA
11/22/1983 - 05/12/1986
EQUITEC SECURITIES COMPANY (OAKLAND CA)
BC
Issued 05/28/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/1985
Series 24 - General Securities Principal Examination
BC
Issued 06/05/2024
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 05/20/2024
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/06/2015
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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