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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Weathers is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Frisco, Texas. Stephen has been a financial advisor since November of 2003, and has been with Merrill Lynch since May 2018. Previously, Stephen was a financial advisor with RAYMOND JAMES FINANCIAL SERVICES, INC. for over 14 years. Stephen has experience in providing financial advice and portfolio management for individuals, corporations, and charitable organizations. Stephen holds the Series 7, Series 63, and SIE licenses. Stephen has a client base across numerous states including Alabama, Colorado, Florida, Illinois, Iowa, Massachusetts, Minnesota, Nebraska, North Carolina, Oklahoma, Pennsylvania, Tennessee, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/22/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRISCO TX)
TX
11/12/2003 - 05/30/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (FRISCO TX)
BC
Issued 11/26/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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