Unclaimed
Stephen Paul Vecchione is a financial advisor who has been working in the industry since March 1997. Stephen is currently registered with MML Investors Services, LLC and has been with the firm since June 2016. Prior to joining MML Investors Services, Stephen worked at BGC FINANCIAL, L.P. and BGC SECURITIES. Stephen has a variety of licenses including Series 3, 7, 55, 63 and 66. Stephen has worked as a realtor, co-owner of commercial property, and has an insurance agent license, as well as working for MassMutual. Stephen is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MD
06/25/2021 - Present
MML Investors Services, LLC (HUNT VALLEY MD)
NY
03/01/2007 - 02/05/2015
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
02/15/2007 - 11/26/2008
BGC SECURITIES (NEW YORK NY)
NJ
04/04/2001 - 02/09/2007
ICAP CORPORATES LLC (JERSEY CITY NJ)
NJ
09/08/1999 - 04/03/2001
FREIMARK BLAIR & COMPANY, INC. (UPPER SADDLE RIVER NJ)
NY
09/25/1995 - 07/29/1999
EURO BROKERS, A DIVISION OF MAXCOR FINANCIAL INC. (NEW YORK NY)
BOTH
Issued 07/25/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/14/1995
Series 3 - National Commodity Futures Examination
BC
Issued 09/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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