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Stephen Paul Vasturia

Foreside Fund Services, LLC

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About Stephen Paul Vasturia

Stephen Paul Vasturia is a financial advisor currently registered with Foreside Fund Services, LLC. Stephen has been in the industry since May 5, 2022 and holds Series 63, Series 7TO and SIE licenses. Stephen's areas of expertise include securities, investments, and financial planning.

Firm Information

Stephen Vasturia is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Vasturia’s Registration & Firm History

NY

05/06/2022 - Present

Foreside Fund Services, LLC (New York NY)

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Licenses & Designations

BC

Issued 05/27/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/05/2022

Series 7TO - General Securities Representative Examination

BC

Issued 04/02/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Paul Vasturia.
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