Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Paul Uzonyi is a financial advisor with Raymond James & Associates, Inc., having over 20 years of experience in the industry. Stephen has held positions with various financial institutions, including Amundi Distributor US, Inc., Transamerica Capital, Inc., Directed Services LLC, AIG Sunamerica Capital Services, Inc., State Farm VP Management Corp., and Salomon Smith Barney Inc.. Stephen is registered to provide investment advice in multiple states, including Pennsylvania, Texas, and others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/10/2022 - Present
Raymond James & Associates, Inc. (Oil City PA)
MA
08/09/2011 - 09/09/2022
AMUNDI DISTRIBUTOR US, INC. (BOSTON MA)
CO
05/11/2010 - 07/01/2011
TRANSAMERICA CAPITAL, INC. (DENVER CO)
PA
08/04/2005 - 05/06/2010
DIRECTED SERVICES LLC (WEST CHESTER PA)
NJ
01/06/2005 - 07/22/2005
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
IL
12/16/2002 - 01/05/2005
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NY
03/20/2001 - 08/06/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 03/03/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Uzonyi is the right advisor for you? Invested Better is here to help.
