Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Picano is a financial professional with over 25 years of experience in the industry. Stephen is currently registered with National Financial Services LLC. Stephen has held previous positions at Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc., and Dean Witter Reynolds Inc. Stephen is licensed to conduct business in Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
06/08/2007 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
01/17/2001 - 05/31/2007
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
01/03/1998 - 01/17/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NY
06/03/1997 - 12/02/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 07/01/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 05/31/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Picano is the right advisor for you? Invested Better is here to help.
