Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Paul Nolan is a financial professional with over 20 years of experience in the industry. Stephen is currently registered with Mutual of America Securities LLC. Stephen has held previous positions with firms such as Sentry Equity Services, Inc., TIAA-CREF Individual & Institutional Services, LLC, Hartford Securities Distribution Company, Inc., Hartford Equity Sales Company Inc., Aetna Investment Services, LLC, The Dreyfus Service Corporation, Dean Witter Reynolds Inc. and South Richmond Securities, Inc.. Stephen holds several licenses and certifications, including Series 6, 7, 26, and 63. Stephen's primary focus is on providing investment advice and financial planning services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
07/17/2023 - Present
Mutual OF America Securities LLC (Boca Raton FL)
WI
03/05/2019 - 03/22/2023
SENTRY EQUITY SERVICES, INC. (STEVENS POINT WI)
NC
03/25/2016 - 12/26/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
CT
02/29/2008 - 06/30/2010
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (WINDSOR CT)
CT
01/18/2002 - 02/29/2008
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
12/06/1999 - 01/03/2002
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
NY
09/09/1997 - 12/31/1997
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
07/21/1997 - 09/15/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
12/09/1992 - 05/06/1997
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NA
08/06/1992 - 09/16/1992
SOUTH RICHMOND SECURITIES, INC.
BC
Issued 08/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/04/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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