Unclaimed
Stephen Maguire is an active investment advisor representative with Commonwealth Financial Network. Stephen has been in the industry since 1972. Stephen Maguire is licensed in 33 states and is registered in California. Stephen Maguire has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/25/2016 - Present
Commonwealth Financial Network (Arroyo Grande CA)
CA
06/21/2011 - 07/10/2015
JHS CAPITAL ADVISORS, LLC (SANTA MARIA CA)
CA
08/29/1972 - 06/27/2011
MAGUIRE INVESTMENTS, INC. (SANTA MARIA CA)
BC
Issued 07/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 03/28/1974
F04 - Financial Principal Examination
BC
Issued 03/28/1974
Series 00 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Maguire is the right advisor for you? Invested Better is here to help.