Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Paul Lanzo is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Stephen has been in the industry since 1995. Stephen's work experience includes time spent at Dean Witter Reynolds Inc., MAM Securities, LLC, Gartmore Distribution Services, Inc., and CommonFund Securities, Inc. Stephen is a licensed agent in Connecticut and New Jersey. Stephen holds Series 3, 7, 24, 31, 63, and 66 securities licenses. Stephen also has experience in providing investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/13/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FLORHAM PARK NJ)
CA
10/15/2003 - 02/02/2017
COMMONFUND SECURITIES, INC. (SAN FRANCISCO CA)
OH
02/26/2003 - 10/14/2003
GARTMORE DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
CA
06/14/2001 - 12/31/2002
MAM SECURITIES, LLC (SAN FRANCISCO CA)
CA
01/12/2001 - 04/30/2001
SCUDDER WEISEL CAPITAL, LLC (SAN FRANCISCO CA)
NY
12/13/1995 - 04/17/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 05/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2013
Series 3 - National Commodity Futures Examination
BC
Issued 06/22/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 12/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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