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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Kearns is an experienced financial advisor, having been in the industry since April 1995. Stephen is currently registered with Ameriprise Financial Services, LLC and is actively licensed as a Registered Representative (RA) in the state of California. Stephen has held previous roles at firms such as Comerica Securities, City National Securities, Inc., Scudder Weisel Capital, LLC, J.P. Morgan Advisors, Inc., CitiCorp Investment Services, BA Investment Services, Inc., Dominion Capital Corporation, H.J. Meyers & Co., Inc., and Olde Discount Corporation. Stephen has a strong track record of providing comprehensive financial planning and investment advice to a diverse clientele, including high-net-worth individuals, families, businesses, and retirement plans. Stephen is committed to providing personalized financial solutions that meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/03/2023 - Present
Ameriprise Financial Services, LLC (Los Angeles CA)
CA
02/18/2003 - 11/03/2023
COMERICA SECURITIES (COSTA MESA CA)
CA
12/06/2001 - 11/01/2002
CITY NATIONAL SECURITIES, INC. (LOS ANGELES CA)
CA
02/20/2001 - 04/30/2001
SCUDDER WEISEL CAPITAL, LLC (SAN FRANCISCO CA)
NY
03/30/2000 - 01/18/2001
J. P. MORGAN ADVISORS, INC. (NEW YORK NY)
NY
02/10/1998 - 03/28/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
11/21/1997 - 01/27/1998
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
TX
04/16/1996 - 10/20/1997
DOMINION CAPITAL CORPORATION (DALLAS TX)
NY
01/10/1996 - 05/03/1996
H.J. MEYERS & CO., INC. (ROCHESTER NY)
MI
02/28/1994 - 12/21/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 02/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2000
Series 24 - General Securities Principal Examination
BC
Issued 07/28/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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