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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Giordano is an advisor with Avantax Advisory Services, which is based in Dallas, Texas. Stephen's firm serves clients in multiple states including Florida, Maryland, New Jersey, and Pennsylvania. Stephen has been in the financial industry since 2000, and is a registered representative with FINRA. Stephen has also held prior roles with other firms such as Charles Schwab & Co., Inc., Morgan Stanley DW Inc., and Quest Capital Strategies, Inc. Stephen is registered with the state of Pennsylvania as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
06/22/2016 - Present
Avantax Advisory Services (DALLAS TX)
PA
12/02/2015 - 06/10/2016
QUESTAR CAPITAL CORPORATION (HUNTINGDON VALLEY PA)
PA
07/09/2003 - 10/30/2015
J.P. TURNER & COMPANY, L.L.C. (BENSALEM PA)
TX
11/04/2002 - 07/09/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
02/28/2000 - 10/02/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
02/02/2000 - 03/10/2000
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
BOTH
Issued 04/26/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 01/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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