Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Gavula is a financial professional who has been in the industry since June 2006. Stephen is currently registered with Stonex Financial Inc. in Boca Raton, Florida. Stephen has held prior registrations with TD Securities (USA) LLC, BNP Paribas Securities Corp., and Allianz Global Investors Distributors LLC. Stephen is Series 3, 7, and 63 licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/02/2021 - Present
Stonex Financial Inc. (BOCA RATON FL)
NY
08/06/2015 - 07/26/2021
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
11/01/2006 - 07/17/2015
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
05/16/2006 - 11/07/2006
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
BC
Issued 01/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2013
Series 3 - National Commodity Futures Examination
BC
Issued 05/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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