Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Florio is a financial advisor with Rossby Financial, LLC. Stephen has been in the industry since 1983. Stephen has worked for several firms in the past including Cambridge Investment Research, INC. and Raymond James & Associates, INC. Stephen currently holds his Series 7 and Series 66 licenses. Stephen has a strong track record of providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/29/2024 - Present
Rossby Financial, LLC (MELBOURNE FL)
FL
10/10/2018 - 04/26/2023
CAMBRIDGE INVESTMENT RESEARCH, INC. (Fort Lauderdale FL)
FL
06/19/2015 - 08/31/2018
RAYMOND JAMES & ASSOCIATES, INC. (FT. LAUDERDALE FL)
FL
06/01/2009 - 07/09/2015
MORGAN STANLEY (FT. LAUDERDALE FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FT. LAUDERDALE FL)
FL
02/02/2007 - 04/02/2007
MORGAN STANLEY DW INC. (FT. LAUDERDALE FL)
FL
04/17/2003 - 02/05/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (FT. LAUDERDALE FL)
FL
01/04/1994 - 04/28/2003
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
03/03/1989 - 12/16/1993
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
NA
12/22/1987 - 04/15/1989
BARNETT BOND SERVICE, INC.
NA
09/22/1983 - 09/21/1987
DEAN WITTER REYNOLDS INC.
BOTH
Issued 02/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/13/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
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