Unclaimed
Stephen Patrick Rizza is a registered representative with PFS Investments Inc., a firm headquartered in Duluth, Georgia, with 3515 Investment Adviser Representatives. Stephen has been in the industry since 1994, and is currently registered with the state of New York as an Investment Advisor Representative and a Registered Representative. Stephen specializes in Investment Company Products/Variable Contracts. Stephen is licensed to offer investment-related products and services in 17 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
PFS Investments Inc. (FARMINGDALE NY)
BC
Issued 09/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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