Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Patrick Rielly is a financial professional with over 20 years of experience in the industry. Stephen is currently registered with Keybanc Capital Markets Inc. in New York, NY and is a Series 7, Series 24, and Series 63 licensed representative. Stephen has held previous roles at Nomura Securities International, Inc., The Princeridge Group LLC, Miller Tabak Roberts Securities, LLC, UBS Securities LLC, and Lehman Brothers Inc. Stephen’s primary focus is providing financial guidance and investment management to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/05/2012 - Present
Keybanc Capital Markets Inc. (New York NY)
NY
03/29/2010 - 06/24/2011
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
06/23/2009 - 09/17/2009
THE PRINCERIDGE GROUP LLC (NEW YORK NY)
NY
12/09/2008 - 02/12/2009
MILLER TABAK ROBERTS SECURITIES, LLC (NEW YORK NY)
CT
03/08/2000 - 03/13/2007
UBS SECURITIES LLC (STAMFORD CT)
NY
01/16/1997 - 01/31/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 05/06/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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