Unclaimed
Stephen Harnden is a financial advisor with Ameriprise Financial Services, LLC. He has been in the financial services industry since 1987 and is registered with FINRA and the state of Texas as a Registered Representative and Investment Advisor Representative. Stephen is a Certified Financial Planner and offers a variety of financial services, including financial planning, asset allocation services, portfolio management for individuals and businesses, pension consulting, educational seminars, publication of periodicals, and selection of other advisors. Stephen's prior registrations include IDS LIFE INSURANCE COMPANY and AMERICAN EXPRESS FINANCIAL ADVISORS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/17/2006 - Present
Ameriprise Financial Services, LLC (Tucson AZ)
MN
12/01/1993 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
10/01/1993 - 10/25/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
10/01/1993 - 10/25/1993
IDS LIFE INSURANCE COMPANY
AZ
11/25/1987 - 10/19/1993
AMERICAN NETWORK SECURITIES CORP. (SUN CITY AZ)
IA
Issued 11/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/23/1988
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/26/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Harnden is the right advisor for you? Invested Better is here to help.