Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Fahy is a financial advisor with Kestra Investment Services, LLC. Stephen has been in the industry since 1999 and holds Series 63, Series 7 and SIE licenses. Stephen has worked with a number of firms over the years, including Securities America, Inc., Dempsey Lord Smith, LLC, Multi-Financial Securities Corporation, IFG Network Securities, Inc., and American Express Financial Advisors Inc. Stephen is registered with the state of Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
10/18/2023 - Present
Kestra Investment Services, LLC (Vestavia Hills AL)
AL
10/16/2013 - 10/13/2023
SECURITIES AMERICA, INC. (VESTAVIA HILLS AL)
GA
04/15/2010 - 06/05/2013
DEMPSEY LORD SMITH, LLC (ROME GA)
AL
01/01/2004 - 04/14/2010
MULTI-FINANCIAL SECURITIES CORPORATION (HOOVER AL)
GA
10/25/2002 - 01/02/2004
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
MN
07/20/1998 - 09/10/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/20/1998 - 09/10/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 07/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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