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Stephen Patrick Emma

Bessemer Investor Services, Inc.

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About Stephen Patrick Emma

Stephen Patrick Emma has been in the securities industry since 1996. Currently, Stephen Emma is registered with Bessemer Investor Services, Inc. in Denver, Colorado. Stephen Emma is licensed in 30 states. Previously, Stephen Emma was registered with Sanford C. Bernstein & Co., LLC, Sanford C. Bernstein & Co., Inc., Heartland Securities Corp., and Datek Online Brokerage Services Corp.

Firm Information

Stephen Emma is currently registered with Bessemer Investor Services, Inc.. Bessemer Investor Services, Inc. is a Corporation that was formed on April 7, 1983. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Emma’s Registration & Firm History

CO

09/15/2011 - Present

Bessemer Investor Services, Inc. (DENVER CO)

FL

12/07/2000 - 09/06/2011

SANFORD C. BERNSTEIN & CO., LLC (WEST PALM BEACH FL)

NY

09/29/1999 - 12/07/2000

SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)

NJ

05/13/1998 - 08/20/1999

HEARTLAND SECURITIES CORP. (EDISON NJ)

NA

04/21/1998 - 05/13/1998

HEARTLAND SECURITIES CORP.

NE

08/07/1996 - 04/21/1998

DATEK ONLINE BROKERAGE SERVICES CORP. (OMAHA NE)

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Licenses & Designations

BC

Issued 08/14/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/17/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/31/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/27/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/2003

Series 31 - Futures Managed Funds Examination

BC

Issued 08/06/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Patrick Emma.
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